Investment Associate
Capital Advisors, Ltd., LLC, is an independently owned, comprehensive financial planning firm and Registered Investment Advisor (RIA) dually registered with the SEC and FINRA. The firm serves high net‐worth individuals and manages investment assets in excess of $1 billion.
Job Title ‐ Investment Associate
Requirements ‐ Ideal candidate is a recent college graduate or like individual with 0‐3 years of experience. Candidate should have a background commensurate with a Business degree and/or
major/minor/interest in Finance, Investments, or Economics. The individual should be on
track to acquire the FINRA Series 7 license (or willing to complete within 120 days of hire).
Description ‐ Initial responsibilities include:
- Executing equity and fixed income trades.
- Managing cash balances and reinvesting according to designated portfolio parameters.
- Monitoring and implementing purchase schedules.
- Preparing investment reports for internal office use/application.
- Constructing summary reports for professional staff regarding financial industry developments and investment product research.
- Contributing to the marketing/branding efforts of the firm.
- Supporting professional staff, including attendance of client meetings.
The candidate will be on the path to a financial planner position, which includes the
following responsibilities:
- Attaining the CERTIFIED FINANCIAL PLANNER certification.
- Developing client cash flow models with our proprietary program.
- Presenting aspects of a client’s financial plan and/or investment report in client meetings.
- Performing other activities paramount to the client’s financial well‐being in support of professional staff.
Qualified candidates should submit their resume to info@capitaladvisorsltd.com.